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JEE Mains Maths · Application of Derivatives

Counting Real Roots

Using the derivative to count how many times a graph crosses the x-axis: a monotonic function crosses at most once, and otherwise the signs of the local maxima and minima decide.

Why this matters

Ten PYQs, half of them numerical answers. Four show that a function is monotonic, so it has at most one root; six find the local maximum and minimum values and count the sign changes between them. No equation here is solved — only counted. Two ideas cover the page.

Concept 1 of 2: A monotonic function has at most one root

If f′>0f'>0 everywhere (or f′<0f'<0), the graph never turns, so it meets the axis at most once. To show it meets it once, find two points where ff has opposite signs. A substitution such as t=ext=e^x turns some equations into a polynomial on t>0t>0; count only the roots in that range.

Definition

  • f′f' of one sign: at most one real root.
  • f(a)f(b)<0f(a)f(b)<0 with ff continuous: a root in (a,b)(a,b).
  • After t=ext=e^x, count roots with t>0t>0 only.

At most one root

f′(x)>0 ∀x ⇒ f(x)=0 has at most one rootf'(x)>0\ \forall x\ \Rightarrow\ f(x)=0\ \text{has at most one root}

Worked example

How many real roots has x3+x+1=0x^3+x+1=0, and where?
Practice this conceptself-check · 4 quick reps

The same idea in a real exam question:

JEE Mains · 2022 · 28 June 2022 · Q72Moderate

Example 1 · Application of Derivatives · Counting Real Roots

The number of real solutions of x7+5x3+3x+1=x^{7}+ 5x^{3}+ 3x + 1 = 0 is equal to

At most one is not exactly one

Monotonicity gives at most one root. It is exactly one only when ff also takes both signs — check two values, or the limits at the ends.

Concept 2 of 2: Counting roots from the extreme values

Between consecutive turning points the graph is monotonic, so it crosses the axis at most once there. List the local maxima and minima in order, with the limits at ±∞\pm\infty, and count the sign changes along the list. For f(x)=kf(x)=k, move the horizontal line y=ky=k: a cubic has three real roots exactly when kk lies strictly between its local minimum and maximum values.

Definition

  • Order: f(−∞)f(-\infty), the extreme values, f(∞)f(\infty); count sign changes.
  • Cubic f(x)=kf(x)=k: three distinct roots when fmin⁡<k<fmax⁡f_{\min}<k<f_{\max}.
  • A local extreme value equal to 0 is a repeated root.

Three roots of a cubic

f(x)=k has 3 distinct roots ⇐ fmin⁡<k<fmax⁡f(x)=k\ \text{has 3 distinct roots}\ \Leftarrow\ f_{\min}<k<f_{\max}

Worked example

For which kk has x3−3x+k=0x^3-3x+k=0 three distinct real roots?
Practice this conceptself-check · 4 quick reps

The same idea in a real exam question:

JEE Mains · 2022 · 14 June 2022 · Q161Moderate

Example 2 · Application of Derivatives · Counting Real Roots

The number of distinct real roots of the equation x7−7x−2=0x^{7}- 7x - 2 = 0 is

Count the ends too

The first and last crossings come from the limits at ±∞\pm\infty. An even-degree polynomial with positive leading term starts and ends positive, so a single minimum below 0 gives two roots, not one.

Summary — formulas & gotchas at a glance

A revision cheat-sheet for the formulas and gotchas above. Click any concept name to jump back to its full explanation.

Formulas (2)

  • A monotonic function has at most one root

    At most one root

    f′(x)>0 ∀x ⇒ f(x)=0 has at most one rootf'(x)>0\ \forall x\ \Rightarrow\ f(x)=0\ \text{has at most one root}
  • Counting roots from the extreme values

    Three roots of a cubic

    f(x)=k has 3 distinct roots ⇐ fmin⁡<k<fmax⁡f(x)=k\ \text{has 3 distinct roots}\ \Leftarrow\ f_{\min}<k<f_{\max}

Watch out for (2)

Test yourself on Application of Derivatives

20 past JEE Mains questions from this chapter, timed at 48 minutes and marked the way the exam marks it. You see your score and every answer the moment you finish. Free to start.